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Self-regulatory organization
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181	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]January 22, 2015 Self-Regulatory Organization; BATS Y-Exchange, Inc.; Order Granting an Extension to Limited Exemption From Rule 612(c) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-22 16:04:02 Regulation NMS Beta Upsilon Chi Securities Exchange Act U.S. Securities and Exchange Commission Financial regulation Government United States United States Securities and Exchange Commission United States securities law 73rd United States Congress
182	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]ADMINISTRATIVE PROCEEDINGS RULINGS Release No[removed]January 13, 2015 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-13 16:43:30 Economy of the United States NASDAQ Schedule TO U.S. Securities and Exchange Commission Securities Exchange Act NYSE Arca Self-regulatory organization United States Business United States securities law United States Securities and Exchange Commission Economy of New York City
183	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]January 14, 2015 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Act Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-15 09:17:25 Financial regulation Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization Financial system Government Securities regulation in the United States SEC filing United States Securities and Exchange Commission United States securities law 73rd United States Congress
184	ANNUAL REPORT 2013–2014 Protecting investors and fostering fair, efficient and competitive capital markets across Canada. IIROC’s National Advisory Add to Reading List Source URL: www.iiroc.designwerke.com Language: English - Date: 2014-08-26 11:12:38 Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada Securities Canadian securities regulation High-frequency trading Ombudsman for Banking Services and Investments Exempt market dealer Non-reporting issuer Financial economics Finance Business
185	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]January 9, 2015 Admin. Proc. File No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-09 17:23:10 Real property law United States securities law Escrow Personal finance Financial Industry Regulatory Authority Deposit account Transactional account Self-regulatory organization Security Law Finance Business
186	Enforcement Notice Decision[removed]For further information, please contact: Enforcement Contact: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2015-01-23 16:01:04 Securities Financial economics Financial system Business Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada
187	Enforcement Notice Hearing[removed]For further information, please contact: Enforcement Contact: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2015-01-16 17:01:04 Securities Business Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada
188	Enforcement Notice Hearing[removed]For further information, please contact: Enforcement Contact: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2015-01-22 15:41:03 Investment Industry Regulatory Organization of Canada Business Securities Self-regulatory organizations Financial regulation
189	Enforcement Notice Decision[removed]For further information, please contact: Enforcement Contact: Warren Funt Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2015-01-22 14:36:03 Investment Industry Regulatory Organization of Canada Business Securities Self-regulatory organizations Financial regulation
190	Enforcement Notice Decision[removed]For further information, please contact: Enforcement Contact: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2015-01-23 16:01:03 Securities Financial economics Financial system Business Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada

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